Equity Derivatives Deal Review

Review trade economic terms against internal booking and risk records to confirm accuracy and completeness Compare legal confirmations and term sheets to internal records and identify breaks, missing details, or inconsistencies Escalate unissued or unexecuted documentation and material exceptions within required timelines Investigate issues end to end and drive timely resolution in line with business standards Partner with middle office, front office, and internal stakeholders to resolve booking and documentation discrepancies Identify incorrect booking practices and help educate stakeholders on downstream impacts and risks Prepare recurring reporting (weekly and monthly) for senior management, including key controls and issue status Analyze trends, spikes, and root causes to improve controls and reduce repeat breaks Participate in testing for system enhancements, project implementations, and new business initiatives Recommend control enhancements and process improvements