Equities Surveillance Analyst, Regulatory

At   Cboe   Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide   the financial   infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products,   Cboe   delivers   cutting-edge   trading, clearing and investment solutions to market participants around the world.   We’re   building inclusive ways to support professional and personal development while strengthening the trust   we’ve   earned as a global market leader. Our teams are empowered to share ideas, actively pursue   them,   and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level.   We strive to provide employees with a safe space to network, share   ideas,   and create opportunities.   To support strong partnership and team connection, this role follows a four day in office   work   model.

Summary   The   Cboe   Regulatory Division (the “Division”) is actively   seeking   a highly motivated individual to join our Equity Surveillance Team.   The Surveillance Analyst  performs analysis of real-time and pattern-based surveillances to detect   possible violations   of   Cboe   BZX, BYX, EDGX, and EDGA (collectively, the “Exchanges”) Rules and other applicable rules and regulations governing Exchange Members .   This   role offers direct exposure to the intersection of market structure, data analytics, and emerging technology, working alongside regulatory   technology and investigations teams that shape how the Exchanges detect and respond to   activity inconsistent  with Exchange rules and regulatory requirements .   Your responsibilities will be: Conduct surveillance by analyzing and compiling data of securities traded on the   Cboe   Exchanges to detect   possible violations   of   Cboe   and SEC rules and policies.   Document surveillance findings and   refer  potential rule violations to the Investigations team, including clear analysis and supporting evidence.   Assist   in the maintenance of internal policies and procedures related to the   Cboe   Surveillance Program.   Stay apprised of industry   trends, regulatory enforcement actions, and market events to help inform Regulatory Program priorities and   identify   emerging areas of surveillance risk .   Leverage AI and other emerging technologies to enhance the effectiveness and efficiency of existing surveillances, and   assist   in designing, testing, and implementing new AI-driven surveillance concepts and techniques.   Test and calibrate surveillance parameters and alert thresholds to improve detection accuracy and   improve   alert yield .   Collaborate with various   Cboe   teams, particularly the regulatory technology and investigation teams, to further enhance the Regulatory Program.   Build and   maintain   an understanding of the   Cboe   Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, investigative and examination techniques.   Contribute to   team projects,   discussions,   and problem solving.   Actively   participate   in training/continuing education opportunities and meetings.   Perform other related duties as   required   or requested.   The ideal candidate has:   Minimum Years of Work Experience: 2+ years   Minimum Education Requirement: Bachelor’s degree   required ; economics, business, accounting, computer science, or finance (preferred).   Ability to work effectively and independently with all levels of management and staff.   Must have written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.   Strong attention to detail, organization, and effective