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Sr. Manager, Legal & Regulatory Services

T. Rowe Price

Owings Mills, MDSenior
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Location
Owings Mills, MD
Work model
On-Site
Level
Senior
Posted

About this role

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident.   We believe doing the right thing for our clients and our associates is good business . With a career at the firm, y ou can expect opportunities to create real impact at work and in your community. Y ou’ll enjoy resources to support your career path, a s well as compensation , benefits , and flexibility to enrich your life. Here, you’ll find a collaborative culture that respect s and valu e s differences and colleagues who share a spirit of generosity .    Join us for the opportunity to g row and make a difference in ways that matter to you .

Role

Summary The Senior Manager leads and supports a team responsible for the preparation, review, coordination, and filing of regulatory disclosure documents across a range of investment products. This role combines people management and resource allocation, strategic project management and process oversight, regulatory expertise, and cross-functional collaboration to ensure timely, accurate, and compliant disclosures supporting the firm's business objectives.

Responsibilities

Leadership and Team Management: Lead, coach, and develop a team of disclosure professionals responsible for the production and maintenance of legal disclosure documents. Promote operational effectiveness and ensure equitable distribution of assignments and workload across team members. Conduct regular meetings and performance discussions to support employee development, maximizing their individual contributions, professional growth, and ability to build and sustain a team culture of efficiency and quality. Serve as escalation point for complex issues and ensure team execution aligns with the firm's business strategy and organizational priorities. Disclosure Document Management: Oversee the use of content management tools for analysis, drafting, review, and maintenance of legal disclosure documents, including prospectuses and additional documents, for mutual funds, exchange-traded funds (ETFs) and other registered investment products.   Ensure consistency of disclosure across product types where applicable. Conduct disclosure research and maintain historical disclosure support documentation as needed. Update and maintain disclosure-related procedures and resources to support team effectiveness and compliance. Regulatory Filing Oversight: Serve as the subject matter expert for SEC filings under the Securities Act of 1933 and the Investment Company Act of 1940. Oversee prospectus cycle filings and related regulatory submissions. Ensure filing accuracy, timeliness, and regulatory compliance. Coordination with Business Partners: Collaborate closely with internal and external attorneys to meet deliverables and resolve any disclosure-related issues and legal questions. Coordinate and maintain strong business relationships with other stakeholders to ensure alignment with timing and regulatory requirements. Coordinate new product launches and strategic initiatives, including defining project scope, timelines, milestones, and deliverables in collaboration with internal business units. Promote Operational Efficiency: Serve as ultimate owner of the Disclosure Team's processes and workflows. Identify opportunities to improve efficiency, quality, controls, and scalability across disclosure operations. Continually evaluate the most efficient ways for the team to handle current responsibilities and new projects as they arise and guide process enhancements, including integration of new technology,

Listing verified . Applications go through the company's official careers site.

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