Trade Surveillance Lead Control Management Officer - Equities

Why Wells Fargo Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader – we’re a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is much more than just a job – it’s about finding all of the elements to help you thrive, in one place. Living the Well Life means you’re supported in life, not just work. It means having robust benefits, competitive compensation, and programs designed to help you find work-life balance and well-being. You’ll be rewarded for investing in your community, celebrated for being your authentic self, and empowered to grow. Join us! About this role: Wells Fargo is seeking a Lead Control Management Officer within Equities Trade Surveillance. The Corporate & Investment Banking (CIB) Control organization serves as the front line of risk management and is accountable for assessing and effectively managing all associated risks for their groups. This team works to ensure internal controls, processes, and procedures are adequate and effective, and executive management understands the risks, exposures, and trends that impact the business. The group also collaborates on projects and initiatives by providing support and awareness of risks and mitigating control solutions. The Trade Surveillance Subject Matter Expert (SME) will report to the Head of Trade Surveillance SMEs and will be responsible for the design, implementation, and execution of trade surveillance controls in Equities, while escalating potential issues to Senior Management. Crucial to this role is extensive product knowledge, and potentially ex-trading experience, as well as experience in trade surveillance scenario design, implementation, parameter setting, alert dispositioning and support with investigations. In this role, you will Work closely with Risk Owners, Risk Stewards, CIB Surveillance Technology and Surveillance Product Management to enhance and build effective surveillance controls Provide subject matter expertise with comprehensive knowledge of business and functional area Review daily alerts related to Trade Surveillance for Equities Manage key relationships with Business Heads, Desk Heads, Compliance, Chief Operating Office(COO) and CIB Control for Equities Represent Trade Surveillance on various governance forums Actively participate in risk assessments and parameters setting activities Mentor an offshore team supporting the first pass review of trade surveillance alerts Required Qualifications: 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Experience operating rule-based and risk-based Surveillance tools   Experience with Trading Excellent communication skills (verbal, written and interpersonal); ability to concisely articulate complex concepts in a clear manner Strong analytical skills with high attention to detail and accuracy Professionalism, adaptability, and strong collaboration skills Ability to translate technical language into plain business language, and to translate business requirements into technology initiatives Demonstrated capability to confidently raise issues, escalate early, and engage in constructive credible challenge independently Job Expectations: This position offers a hybrid work schedule at one of the posted locations Relocation assistance is not available for this position Visa sponsorship is not available for this position Posting Locations: 550 S Tryon St. - Charlotte, NC 28202 Pay Range   Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to demonstrated examples of prior performance, skills, experience, or work location. Employees may also be eligible for incentive opportunities. $100,000.00 - $163,000.00