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Post Trade Compliance Analyst

SS&C Technologies

Denver, COMidH-1B sponsor company
Sign in to applyVerified 1h ago
Location
Denver, CO
Work model
On-Site
Level
Mid
H-1B history
16 approvals (FY2023)
Posted
Aug 17, 2026

About this role

As a leading financial services and healthcare technology company based on revenue, SS&C is headquartered in Windsor, Connecticut, and has 27,000+ employees in 35 countries. Some 20,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology.

Job Description

Title: Post Trade Compliance Analyst  Location : Denver, CO; Boston, MA; Waltham, MA - Hybrid About the Role   ​As a Post-Trade Compliance Analyst, you will serve as a critical control within the investment management process, ensuring portfolios remain compliant with regulatory requirements and client investment guidelines. You'll investigate complex compliance scenarios, collaborate with investment professionals and clients, and help maintain the integrity of automated compliance monitoring programs while contributing to ongoing process improvements and operational excellence. Why Join SS&C     SS&C combines proprietary technology with deep industry   expertise   to support complex financial and health care operations. Our teams design, implement, and   operate   solutions that help clients manage data, automate processes, and scale their businesses with confidence.     You will work with industry experts, modern platforms, and evolving technologies, gaining exposure to real-world operational challenges and large-scale enterprise environments.     How You Will Make an Impact Perform daily post-trade compliance testing across multiple investment portfolios using automated compliance monitoring systems (e.g., Eze Compliance or similar platforms). Investigate potential compliance breaches by reviewing portfolio holdings, trade activity, prospectus language, Statements of Additional Information (SAIs), and applicable regulations. Communicate with investment advisers, compliance officers, portfolio managers, fund accounting teams, legal departments, and custodians to obtain clarification or supporting documentation. Prepare concise written documentation supporting compliance determinations and maintain complete audit trails for regulatory and client review. Monitor client inquiries and compliance-related requests, ensuring timely resolution and professional communication. Perform periodic reviews of investment guidelines and regulatory requirements, translating legal language into operational compliance tests. Assist with implementation of new compliance rules, client onboarding, and coding of investment restrictions within compliance systems. Validate security classifications, issuer attributes, benchmark information, and market data used in automated testing. Support daily, month-end, quarter-end, and annual compliance reporting requirements. Participate in user acceptance testing (UAT) for compliance system enhancements and data validation initiatives. Identify opportunities to improve operational efficiency through automation, process improvements, standardized procedures, and documentation.

Required Experience

Bachelor’s degree in Finance, Accounting, Economics, Business, or a related field or equivalent experience. 1–4 years of experience in investment compliance, fund accounting, portfolio accounting, operations, or asset management. Strong understanding of financial markets and investment securities, including: Equities Fixed Income Bank Loans ETFs Mutual Funds Derivatives Alternative Investments Working knowledge of the Investment Company Act of 1940 and common regulatory investment restrictions. Strong analytical and problem-solving skills with exceptional attention to detail. Excellent written and verbal communication skills. Advanced proficiency in Microsoft Excel. Preferred Experience with automated compliance monitoring platforms. Familiarity with Bloomberg, Geneva, Advent, or similar investment systems. Experience reviewing prospectuses, SAIs, investment guidelines, or compliance manuals. Exposure to registered investment

Listing verified 1h ago. Applications go through the company's official careers site.

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