Senior Compliance Officer

About Invesco As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. What's in it for you? Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:  Generous annual leave plus f lexible paid time off Hybrid work schedule  Learning and development programs Health & wellbeing benefits  Parental Leave benefits  Employee stock purchase plan (if applicable in your region) Job Description ·         Provide expert advice on compliance with relevant laws, rules, and regulatory guidelines. ·         Interpret and apply regulatory requirements to business operations. ·         Oversee the business activities being compliance with applicable regulations (e.g., FIEA, Real Estate Brokerage Act, Real Estate Investment Advisory Business regulations, FSA supervisory guidelines, Financial Instruments Firms Association rules).   ·         Serve as the primary point of contact for regulatory authorities (e.g., FSA, MLIT, Financial Instruments Firms Associations). ·         Prepare and submit required regulatory filings and notifications (registrations, amendments, periodic reporting, supervisory submissions). ·         Coordinate responses to regulatory inquiries, inspections (on‑site/off‑site), data requests, and remedial action plans.   ·         Collaborate with APAC Private Markets Compliance to design, implement, and monitor compliance programs, policies, and practices for APAC IPM business. ·         Collaborates with Invesco’s functional compliance teams on marketing, anti-money laundering, personal conflict of interest (Code of Ethics, etc.), and regulatory reporting matters. ·         Support the firm’s broader risk management and internal control frameworks. ·         Operate, coordinate and participate in local business and compliance committees and governance forums, ensuring appropriate documentation, reporting and escalation. ·         Provide compliance reporting to senior management, the Board, and relevant committees and governance forums. ·         Reports on a regular basis to the Head of Compliance, Japan, and the Head of Central Compliance, APAC on the progress of implementation of the compliance program.   ·         Ensure internal policies & controls are designed, developed, implemented in line with the regulatory requirements and group global policy frameworks, and maintain compliance manuals, procedures, and internal controls.   ·         Review marketing materials and public communications to ensure fairness, accuracy, balance, and regulatory compliance; maintain approval records. ·         Oversee solicitation practices, suitability/appropriateness checks, and complaint-handling processes.   ·         Identify, document, and mitigate conflicts of interest involving the asset manager, affiliates, and investors. ·         Oversee related‑party transactions to ensure arm’s‑length execution and appropriate procedural governance.   ·         Deliver compliance training, including onboarding programs and periodic refresher sessions. ·         Provide specialized training on compliance requirements and