Senior Vice President, Business Risk Senior Officer, Institutional Credit Management

*Japanese follows English Job Description Key Responsibilities Executes, aligned with global and regional strategies, all responsibilities regarding the underwriting review of equity and/or fixed income securities issuances transactions handled by the firm, including, but not limited to: Comprehensive review of the issuer's business performance, profit plans, financial condition, internal control systems, disclosures, etc. This includes the end-to-end equity and/or fixed income securities issuances process, from early transaction structuring discussions to the preparation of underwriting review reports and senior approval forums. Review and approval of underwriting review reports. Partner with Front Office on the execution of equity and/or fixed income securities issuances transactions. Facilitate relationships with key clients in Banking and Risk, as well as with key Regulators, Internal Audit, and control functions. Underwriting Review Experience At least 5+ years of experience in underwriting review operations. Practical experience and knowledge of underwriting reviews (including business performance and disclosure reviews). Knowledge of underwriting review processes tailored to various types of equity and/or fixed income securities issuances transactions.. Ability to partner with banking and product organizations to discuss and address issues associated with equity and/or fixed income securities issuances transactions. Client Relationships / Business Partnership Proven ability to understand the nuances of the Japanese capital markets, laws, accounting, regulations, and local practices. Navigates organizational complexity and breaks silos. Creates and sustains a network of strong partnerships with the business in all segments, geographies, and other risk functions. Provides well-reasoned, balanced assessments of risk/return trade-offs associated with transactions and client relationships. Proven track record of partnering with global peers in leveraging and implementing best practices. Required Skills and Experience (Desired Qualifications) 10+ years of underwriting review or underwriting business experience at a securities firm. Proven ability to effectively engage with regulators and internal control functions, including Internal Audit, as well as with external audit. Demonstrates strong ethics and integrity. Ability to see the "big picture" in a complex environment. Can make decisions under pressure and within tight timelines. Excellent verbal & written communication skills. Active listening skills. Excellent presentation skills – adept at presenting effectively to audiences of various sizes and various constituencies. Bachelor's/University degree. Language - Fluent in Japanese and English. 主な職務内容（期待される役割） グローバルおよび地域の戦略に沿って、当社が手掛けるファイナンス案件の引受審査に関する以下を含む（ただしこれらに限定されない）すべての責任を実行します。 発行体の業績、利益計画、財政状態、内部管理体制、開示等の多岐にわたる審査。これには、初期の案件組成の議論から、引受審査レポートの作成、シニア承認フォーラムに至る、エンド・ツー・エンドのファイナンシング・プロセスが含まれます。 引受審査報告書の審査および承認。 ファイナンシング案件実行におけるフロントオフィスとの連携。 バンキングおよびリスク部門の主要クライアント、ならびに主要な規制当局、内部監査、および管理機能（コントロール・ファンクション）との関係構築の促進。 引受審査業務の経験 少なくとも5年以上の引受審査業務における経験。 引受審査（業績審査及び開示審査）の実務経験および知識。