Senior Manager, Compliance Testing (5193)

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Job Description Reporting to the Associate Vice President, Compliance Testing, the Senior Manager is accountable for leading the strategic delivery and continuous evolution of the independent Compliance Testing Program across the Wealth & TDAM portfolio. The Senior Manager leads a team of Compliance Testing professionals responsible for delivering independent, risk-based testing that provides meaningful assurance over regulatory compliance, control effectiveness and risk management practices. The role is accountable for ensuring testing activities are outcome-focused, evidence-based and aligned with enterprise priorities, regulatory expectations and emerging risks. As a trusted advisor to senior Compliance and business leaders, the Senior Manager provides credible independent challenge, delivers insightful risk perspectives and partners across the organization to strengthen governance and the overall control environment. Beyond overseeing testing execution, the Senior Manager is expected to continuously improve testing methodologies, enhance reporting and data-driven insights, identify opportunities to simplify and modernize the testing program, and build a high-performing team recognized for technical excellence, sound judgement and accountability. KEY ACCOUNTABILITIES CUSTOMER Own the strategic delivery of the Compliance Testing portfolio across the Wealth & Insurance businesses, ensuring testing activities are aligned to enterprise priorities, regulatory expectations and emerging risks. Lead the planning, execution and oversight of complex Compliance Testing engagements, ensuring testing is risk-based, outcome-focused, evidence-driven and provides meaningful independent assurance. Drive excellence in testing quality by ensuring engagements are consistently executed with sound professional judgement, appropriate challenge, clear documentation and well-supported conclusions. Provide effective independent challenge over testing scope, methodology, control effectiveness assessments, issue ratings, root cause analysis and management remediation plans. Ensure testing conclusions provide meaningful insight into the effectiveness of the control environment rather than simply validating procedural compliance. Develop and maintain deep expertise in Wealth & Insurance businesses, products, regulatory requirements and emerging compliance risks to ensure testing remains relevant and value-added. Identify emerging risk themes, control weaknesses and systemic issues through portfolio analysis and testing results, proactively recommending enhancements where appropriate. Serve as the senior subject matter expert on Compliance Testing methodology, independent challenge and outcome-based testing practices. Continuously evaluate testing methodologies, standards and operating practices to improve quality, consistency, efficiency and overall effectiveness of the Compliance Testing Program. Leverage data, reporting and analytics to strengthen testing insights, identify thematic risks and support informed decision making. Deliver concise, insightful and executive-ready reporting that clearly communicates testing