Options Surveillance Analyst
- Location
- Chicago, IL
- Employment
- Full Time
- Work model
- On-Site
- Level
- Mid
- H-1B history
- 8 approvals (FY2023)
- Posted
About this role
Job Description
Building trusted markets — powered by our people At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world. We’re building meaningful ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. We strive to provide employees a safe space to network, share ideas and create opportunities. Location Overview Cboe HQ is located in the historic Old Post Office district, it’s a landmark that blends classic architecture with modern amenities. The building features expansive spaces with high ceilings and large windows, offering an abundance of natural light and panoramic views of the city skyline and the Chicago River. With its prime location in the heart of downtown, the OPO Building provides easy access to major transportation hubs, including Union Station and multiple CTA lines, making it convenient for commuters. The building is home to a variety of amenities, including restaurants, a fitness center, and collaborative workspaces, creating a vibrant and dynamic work environment in one of Chicago's most iconic areas. PLEASE NOTE: To support strong partnership and team connection, this role follows a four day in office work model.
Role
Overview The Surveillance Analyst role will include real-time and pattern-based surveillance of the Cboe option markets to detect possible violations of Cboe and SEC rules and policies. The position will be based in Chicago, IL. Your responsibilities will be: Performs a combination of the following duties according to Department and Division guidelines: Review daily and pattern-based surveillance alerts in an accurate and timely manner. Build and maintain an understanding of the Cboe Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative and examination techniques. Assist in the maintenance of internal policies and procedures related to the Cboe Surveillance Program. Stay apprised of industry concepts and events to contribute to the creation of new surveillance concepts, operational methodologies, and surveillance techniques that address the Regulatory program’s concerns. Proactively initiate collaboration with various Cboe teams, particularly the Investigations teams, to further enhance the Regulatory Program. Assist in responding to inquiries from the SEC and other regulatory bodies. Actively participate in training/continuing education opportunities and meetings. The ideal candidate has : Bachelor’s degree required; finance, economics, business or related field • 2+ years of experience in the securities and trading industry in a regulatory, compliance, surveillance or investigative role, options experience preferred Ability to work effectively and independently with all levels of management and staff. Exceptional written, verbal, analytical, and research skills and the ability to apply both quantitative and qualitative analysis with strong attention to detail. Previous experience with Trade Surveillance software Demonstratable experience using AI tools to streamline workflow. Highly proficient in Excel and other applications that are utilized to analyze data and trends Benefits and Perks of working for Cboe Global Markets We value the total wellbeing of our people –